Readers may wish to read Nathaniel Hubley's law review note, which is a nice in-depth discussion of the VE problem, based in part on my book and the writings below. See also, my response to the OIDAP panel report. What is the OIDAP? Read the panel report.
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It is usual for a vocational expert (VE) to testify a
thousand times or more at disability hearings at the Social Security
Administration. It is also not unusual to find attorneys who have spent their
entire careers at those hearings without asking a single VE for the exact basis
and methodology that would support or falsify the VE's testimony. After all of
those years and all of those hearings, such an attorney has no way of knowing
if the VEs gave honest and accurate answers, or if the testimony was made up
out of whole cloth.
The Social Security Administration uses a sequential
evaluation process to evaluate disability claims. At step five of the
sequential evaluation process, the SSA often uses vocational experts. When
the vocational expert (VE) gets to the part of the testimony about specific
jobs and especially numbers of jobs at your disability hearing (to prove you or
your client not disabled), the VE may start making everything up. This
is a sad fact, given that in FY 1999, government payments to VEs totaled $21.6
million to 1,337 VEs.
I suggest you insist on understanding how the VE knows what
the VE says he or she knows. Don't settle for the idea that the
allegation of 25-years experience gives the VE an intuitive grasp
that there are 12,432 unskilled, one-armed, illiterate, sedentary inspectors in
your part of the woods, or nationally. When the VE gives the based
upon my experience answer, the VE should be able to
back answer up with explanations that support the testimony. In the
absence of that foundation, the testimony is simply ipse dixit.
So, when the VE states that her experience tells her x about
occupation y a reasonable line of
questioning would be to assume that the testimony is unproven and lacks
a foundation.
Then, methodically inquire into the facts needed to prove the testimony true.
You can help the ALJ and the VE with your questioning. For example you may wish
to ask a line of questions that ask, when, where, and under what conditions did
the VE actually see the occupation, and how those observations led to the
testimony.
Where were the observations made? Get the address and contact information. How
were the observations documented? Did the VE conduct job analyses of the
occupation using applicable standards that are recognized in her profession? If
so, ask the VE to provide the documentation generated by that work. What were
the applicable job analysis standards? How were they applied in this situation?
If the VE is not qualified to perform job analysis, or if the VE has not used
job analysis standards that are applicable to her profession, then object with
precision.
Sadly for the administrative process, when pressed on these kinds of reasonable
and thoughtful requests, almost all VE testimony falls apart. Sometimes the VE
falls apart too, spinning wilder and more fanciful stories about who, what,
where, when and why.
Keep in mind that the Daubert standards
are the child of the conservative judicial framework in the federal court
system. District Court judges conduct very detailed Daubert hearings every week
in every District Court. These judges, especially conservative judges,
understand junk science when they see it, even if you never use the name Daubert at
the Social Security Administration.
When the VE provides who, what, where, why, and when, ask to leave the record
open and verify the information. If there are problems, have somebody such as
another VE, or a private investigator, provide a written report summarizing the
problems. For example, if the ABC company happens not to exist, then the VE
could not see the jobs there. If the VE never spoke to anybody at the XYZ
company, there are problems there as well. If the VE never received any
education in occupational analysis, or if the VE never got her degree in this
or that from
a school that does not exist, then the VE's honesty and qualifications are
junk as well.
In your communications to the ALJ, the AC and the District Court, honestly
object in detail to every broken link in the chain that allegedly stretched
from the VE's experience to the VE's conclusion. Also,
object to the use of that broken chain by the ALJ.
This does not pose an unreasonable burden on the VE and you are helping the ALJ
by showing that the Commissioner has not met her burden of proof. Presumably,
the VE is a professional who uses real professional standards in her honest
work. Producing the supporting framework will be no problem for such a
well-organized pro. Where such a framework never existed or contains fatal
flaws, that pro should stay home.
In any event, it is not enough for the VE to give the bottom
line because:
If scientific, technical, or other specialized knowledge
will assist the trier of fact to understand the evidence or to determine a fact
in issue, a witness qualified as an expert by knowledge, skill, experience,
training, or education, may testify thereto in the form of an opinion or
otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the
testimony is the product of reliable principles and methods, and (3) the
witness has applied the principles and methods reliably to the facts of the
case.
Fed.R.Evid. 702; Donahue v. Barnhart,
279 F.3d 441, 446 (7th Cir. 2002).
If the Commissioner's VE rattles off 1, 2, or 20 alleged
resources (such as the often improperly used United States Publishing Unskilled
Quarterly Reports or Census Reports”), get exact
copies of those alleged resources into the record. Ask the VE to put the
relevant pages, including the cover pages, into the record or buy those
resources and submit them to the Administrative Law Judge (ALJ). Insist
that the VE be specific on the record about which edition of which report he or
she used and the page number relied upon for the information to make sure you
have the right documents. If census codes are used, get them
into the record. If DOT codes are used,
get those into the record also.
Leave the record open, study the resources, and figure out
what the alleged sources have to offer. I also suggest you take a close look at
the Motion for the Issuance of a Subpoena Duces Tecum and
use it as a basis of your objection before the record closes. If you are not
convinced by the VE's data source and alleged methodology, be sure to object on
the record to bring the problem to the attention of the ALJ. Some ALJs
are surprised at what the sources do not contain and will be
grateful you brought the questionable testimony to their attention. You should
also object to set the case up properly for appeal if the claim is denied based
upon reliance upon improper testimony.